UOB Kay Hian Private Limited

Regulator action

Named in 2 sanctions listings.

Sanctions and listings2

Official designation
Monetary Authority of SingaporeSingapore MAS Enforcement ActionsSingaporeComposition
mas.gov.sg
Official designation
Monetary Authority of SingaporeSingapore MAS Enforcement ActionsSingaporeComposition
mas.gov.sg

Supporting documents2

MAS Imposes Composition Penalty of $375,000 on UOB Kay Hian Private Limited for business conduct and AML/CFT failures
2022-08-31
https://www.mas.gov.sg/regulation/enforcement/enforcement-actions/2022/mas-imposes-composition-penalty-on-uob-kay-hian-private-limited
MAS Takes Regulatory Actions against 9 Financial Institutions for AML-Related Breaches
2025-07-04
https://www.mas.gov.sg/regulation/enforcement/enforcement-actions/2025/mas-takes-regulatory-actions-against-9-financial-institutions-for-aml-related-breaches

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