J.P. Morgan Securities, plc

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

Official designation
U.S. Commodity Futures Trading CommissionUS CFTC Enforcement ActionsUnited StatesFiled
Reference 8553-22cftc.gov

Supporting documents1

CFTC Orders J.P. Morgan to Pay $850,000 for Swap Reporting Failures
2022-07-05
https://www.cftc.gov/PressRoom/PressReleases/8553-22

Addresses1

Washington, D.C.

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