Main & Prospect Capital, LLC

Regulator action

Named in 1 sanctions listing.

Screen this subject

Sanctions and listings1

Official designation
U.S. Commodity Futures Trading CommissionUS CFTC Enforcement ActionsUnited StatesOther
default order
Reference 8608-22cftc.gov

Supporting documents1

Federal Court Orders California Man and His Company to Pay Over $7.6 million for Commodity Pool Fraud
2022-10-13
https://www.cftc.gov/PressRoom/PressReleases/8608-22

Addresses1

Suisan, California

This page shows the public record as its publishers state it. A name here is not by itself a finding: whether a record refers to a particular person or company is what screening decides. Read the full notice.