Main & Prospect Capital, LLC

Regulator action

Named in 1 sanctions listing.

Sanctions and listings1

Official designation
U.S. Commodity Futures Trading CommissionUS CFTC Enforcement ActionsUnited StatesOther
consent order
Reference 8546-22cftc.gov

Supporting documents1

Federal Court Orders California Man to Pay Over $600,000 for Commodity Pool Fraud
2022-06-15
https://www.cftc.gov/PressRoom/PressReleases/8546-22

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