HSBC Bank USA, N.A.

Regulator action

Named in 1 sanctions listing.

Sanctions and listings1

Official designation
U.S. Commodity Futures Trading CommissionUS CFTC Enforcement ActionsUnited StatesFiled
Reference 8702-23cftc.gov

Supporting documents1

CFTC Orders HSBC Bank USA, N.A. to Pay a $45 Million Penalty for Manipulative and Deceptive Trading in Connection with Swaps Related to Bond Issuances, Spoofing, and Supervision and Mobile Device Recordkeeping Failures
2023-05-12
https://www.cftc.gov/PressRoom/PressReleases/8702-23

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