Mizuho Capital Markets LLC

Regulator action

Named in 1 sanctions listing.

Screen this subject

Sanctions and listings1

Official designation
U.S. Commodity Futures Trading CommissionUS CFTC Enforcement ActionsUnited StatesSettled
Reference 8695-23cftc.gov

Supporting documents1

Swap Dealer Pays Over $6.8 Million for Violations of Swap Dealer Business Conduct Standards
2023-04-25
https://www.cftc.gov/PressRoom/PressReleases/8695-23

Addresses1

New York

This page shows the public record as its publishers state it. A name here is not by itself a finding: whether a record refers to a particular person or company is what screening decides. Read the full notice.