Piper Sandler Hedging Services LLC

Regulator action

Named in 1 sanctions listing.

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Sanctions and listings1

Official designation
U.S. Commodity Futures Trading CommissionUS CFTC Enforcement ActionsUnited StatesFiled
Reference 8972-24cftc.gov

Supporting documents1

CFTC Orders Piper Sandler to Pay $2 Million for Recordkeeping and Supervision Failures for Firm-Wide Use of Unapproved Communication Methods
2024-09-23
https://www.cftc.gov/PressRoom/PressReleases/8972-24

Addresses1

Washington, D.C.

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