Goldman Sachs & Co. LLC

Regulator action

Named in 1 sanctions listing.

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Sanctions and listings1

Official designation
U.S. Commodity Futures Trading CommissionUS CFTC Enforcement ActionsUnited StatesSettled
Reference 8800-23cftc.gov

Supporting documents1

CFTC Orders Goldman Sachs to Pay $3 Million for Supervision Failures and Material Omissions in a Letter to the CFTC’s Division of Enforcement
2023-09-29
https://www.cftc.gov/PressRoom/PressReleases/8800-23

Addresses1

Washington, D.C.

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