Type not stated
Screen this subjectInteractive Brokers LLC
Regulator actionNamed in 1 sanctions listing.
Sanctions and listings1
Official designation
U.S. Commodity Futures Trading CommissionUS CFTC Enforcement ActionsUnited StatesSettled
Reference 8550-22cftc.gov
Supporting documents1
CFTC Orders Interactive Brokers LLC to Pay Over $1 Million for Supervision Failures
2022-06-30
https://www.cftc.gov/PressRoom/PressReleases/8550-22
Addresses1
Washington, D.C.
This page shows the public record as its publishers state it. A name here is not by itself a finding: whether a record refers to a particular person or company is what screening decides. Read the full notice.