Bank of America

Regulator action

Named in 1 sanctions listing.

Screen this subject

Sanctions and listings1

Official designation
U.S. Commodity Futures Trading CommissionUS CFTC Enforcement ActionsUnited StatesSettled
Reference 8599-22cftc.gov

Supporting documents1

CFTC Orders 11 Financial Institutions to Pay Over $710 Million for Recordkeeping and Supervision Failures for Widespread Use of Unapproved Communication Methods
2022-09-27
https://www.cftc.gov/PressRoom/PressReleases/8599-22

Other names3

Also known as3

BofA Securities, Inc.Bank of America, N.A.Merrill Lynch, Pierce, Fenner & Smith Incorporated

This page shows the public record as its publishers state it. A name here is not by itself a finding: whether a record refers to a particular person or company is what screening decides. Read the full notice.