HSBC Bank USA, N.A.

Regulator action

Named in 1 sanctions listing.

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Sanctions and listings1

Official designation
U.S. Commodity Futures Trading CommissionUS CFTC Enforcement ActionsUnited StatesFiled
Reference 8701-23cftc.gov

Supporting documents1

CFTC Orders HSBC to Pay a $30 Million Penalty for Recordkeeping and Supervision Failures for Widespread Use of Unapproved Communication Methods
2023-05-12
https://www.cftc.gov/PressRoom/PressReleases/8701-23

Addresses1

Washington, D.C.

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