BNP Paribas

Regulator action

Named in 1 sanctions listing.

Sanctions and listings1

Official designation
U.S. Commodity Futures Trading CommissionUS CFTC Enforcement ActionsUnited StatesSettled
Reference 8762-23cftc.gov

Supporting documents1

CFTC Orders Four Financial Institutions to Pay Total of $260 Million for Recordkeeping and Supervision Failures for Widespread Use of Unapproved Communication Methods
2023-08-08
https://www.cftc.gov/PressRoom/PressReleases/8762-23

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