Taishin Securities Co., Ltd.

Regulator action

Taiwan. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
U.S. Commodity Futures Trading CommissionUS CFTC Enforcement ActionsUnited StatesFiled
Reference 8991-24cftc.gov

Supporting documents1

CFTC Orders Taiwanese Firm to Pay $200,000 for Wash Sales
2024-10-01
https://www.cftc.gov/PressRoom/PressReleases/8991-24

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