tpSEF, Inc

Regulator action

Named in 1 sanctions listing.

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Sanctions and listings1

Official designation
U.S. Commodity Futures Trading CommissionUS CFTC Enforcement ActionsUnited StatesFiled
Reference 8601-22cftc.gov

Supporting documents1

CFTC Orders tpSEF to Pay $850,000 for Violation of 15-Second Delay Rule for Execution of Cross Transactions on a SEF
2022-09-29
https://www.cftc.gov/PressRoom/PressReleases/8601-22

Addresses1

Washington, D.C.

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