XP Investments US, LLC (XP)

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

Official designation
U.S. Commodity Futures Trading CommissionUS CFTC Enforcement ActionsUnited StatesFiled
Reference 8591-22cftc.gov

Supporting documents1

CFTC Charges New York Introducing Broker with Failing to Maintain Required Audio Recordings
2022-09-23
https://www.cftc.gov/PressRoom/PressReleases/8591-22

Addresses1

New York, Delaware

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