Smarter Signals

Regulator action

Named in 1 sanctions listing.

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Sanctions and listings1

Official designation
U.S. Commodity Futures Trading CommissionUS CFTC Enforcement ActionsUnited StatesFiled
Reference 8434-21cftc.gov

Supporting documents1

CFTC Charges 14 Entities for Failing to Register as FCMs or Falsely Claiming to be Registered
2021-09-29
https://www.cftc.gov/PressRoom/PressReleases/8434-21

Addresses1

New York

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