J.P. Morgan Securities LLC

Regulator action

Named in 1 sanctions listing.

Screen this subject

Sanctions and listings1

Official designation
U.S. Commodity Futures Trading CommissionUS CFTC Enforcement ActionsUnited StatesFiled
Reference 8914-24cftc.gov

Supporting documents1

CFTC Orders J.P. Morgan to Pay $200 Million for Supervision Failures
2024-05-23
https://www.cftc.gov/PressRoom/PressReleases/8914-24

Addresses1

Washington, D.C.

This page shows the public record as its publishers state it. A name here is not by itself a finding: whether a record refers to a particular person or company is what screening decides. Read the full notice.