Goldman Sachs & Co

Regulator action

Named in 1 sanctions listing.

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Sanctions and listings1

Official designation
U.S. Commodity Futures Trading CommissionUS CFTC Enforcement ActionsUnited StatesFiled
Reference 8769-23cftc.gov

Supporting documents1

CFTC Orders Goldman Sachs to Pay $5.5 Million for Recordkeeping Violations and Violating a Prior Commission Order
2023-08-29
https://www.cftc.gov/PressRoom/PressReleases/8769-23

Addresses1

Washington, D.C.

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