Tradition SEF LLC

Regulator action

Named in 1 sanctions listing.

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Sanctions and listings1

Official designation
U.S. Commodity Futures Trading CommissionUS CFTC Enforcement ActionsUnited StatesFiled
Reference 8989-24cftc.gov

Supporting documents1

CFTC Orders Tradition SEF LLC to Pay $875,000 for System Safeguards Violations and Failing to Provide Records Promptly During CFTC Examination
2024-10-01
https://www.cftc.gov/PressRoom/PressReleases/8989-24

Other names1

Also known as1

TSEF

Addresses1

New York

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