HSBC North America Holdings, Inc.

Regulator action

United States. Named in 2 sanctions listings.

Screen this subject

Sanctions and listings2

Effective
4 Oct 2010
Ended
7 Aug 2018
US Federal Reserve Enforcement Actions
Federal Reserve BoardUS Federal Reserve Enforcement ActionsUnited States
Cease and Desist Order
Programme US-FED-ENFfederalreserve.gov federalreserve.gov
Effective
5 Feb 2016
US Federal Reserve Enforcement Actions
Federal Reserve BoardUS Federal Reserve Enforcement ActionsUnited States
Civil Money Penalty, $131,000,000
Programme US-FED-ENFfederalreserve.gov federalreserve.gov

Supporting documents2

Federal Reserve Board announces $131 million penalty against HSBC North America Holdings, Inc. and HSBC Finance Corporation
2016-02-05
https://www.federalreserve.gov/newsevents/pressreleases/enforcement20160205a.htm
Federal Reserve Board announces termination of enforcement actions with HSBC North America Holdings, Inc., Capital Funding Bancorp, Inc. and CFG Community Bank, and CommerceWest Bank
2018-08-14
https://www.federalreserve.gov/newsevents/pressreleases/enforcement20180814a.htm

Addresses1

New York, New York

This page shows the public record as its publishers state it. A name here is not by itself a finding: whether a record refers to a particular person or company is what screening decides. Read the full notice.