DWS USA Corporation

Regulator action

United States. Named in 2 sanctions listings.

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Sanctions and listings2

Effective
13 Jul 2023
US Federal Reserve Enforcement Actions
Federal Reserve BoardUS Federal Reserve Enforcement ActionsUnited States
Cease and Desist, Civil Money Penalty
Programme US-FED-ENFfederalreserve.gov federalreserve.gov
Effective
17 Jul 2023
US Federal Reserve Enforcement Actions
Federal Reserve BoardUS Federal Reserve Enforcement ActionsUnited States
Written Agreement
Programme US-FED-ENFfederalreserve.gov federalreserve.gov

Supporting documents1

Federal Reserve Board announces two enforcement actions against Deutsche Bank AG, its New York branch, and other U.S. affiliates
2023-07-19
https://www.federalreserve.gov/newsevents/pressreleases/enforcement20230719a.htm

Addresses1

New York, New York

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