Christopher Ashton

Regulator action

Named in 2 sanctions listings.

Sanctions and listings2

Effective
19 May 2017
US Federal Reserve Enforcement Actions
Federal Reserve BoardUS Federal Reserve Enforcement ActionsUnited States
Prohibition from Banking and civil money penalty, $1,200,000
Programme US-FED-ENFfederalreserve.gov federalreserve.gov
Effective
30 Jun 2016
US Federal Reserve Enforcement Actions
Federal Reserve BoardUS Federal Reserve Enforcement ActionsUnited States
Notice of Intent
Programme US-FED-ENFfederalreserve.gov federalreserve.gov

Supporting documents2

Federal Reserve Board announces it will seek $1.2 million fine and permanent ban on employment in the banking industry against foreign exchange (FX) trader
2016-08-29
https://www.federalreserve.gov/newsevents/pressreleases/enforcement20160829a.htm
Federal Reserve imposes $1.2 million fine and permanent ban on employment against former Barclays Bank PLC employee
2017-05-19
https://www.federalreserve.gov/newsevents/pressreleases/enforcement20170519a.htm

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