Nex Systems
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Reid & Rudiger LLC

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    03/02/2026: The Department of Enforcement alleges: 1. For nearly six years, Reid & Rudiger LLC churned and/or excessively traded 20 customers’ accounts, causing significant harm to those customers while generating millions in revenue for the firm. The two representatives whose trading resulted in this egregious customer harm have their names on the firm’s door—Respondents Edward J. Rudiger Jr. and Clifford R. Reid. They were supervised by the firm’s majority owner, Respondent Marc Harrison, and by Respondent Kelli A. Mezzatesta, who both failed to identify and investigate red flags related to Rudiger’s and Reid’s pervasive misconduct...

    Reference 2019060647601data-portal.finra.orgfinra.org

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