Nex Systems
Type not stated

A.C.R. SECURITIES INC.

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    07/17/2006: NASD LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2006003890001 To: Department of Enforcement NASD Re: A.C.R. Securities, Inc. Member (BD No. 43645) Pursuant to NASD Procedural Rule 9216, A.C.R. Securities, Inc. (ACR) submits this Letter of Acceptance, Waiver and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described in Part II below. This AWC is submitted on the condition that, if accepted, NASD will

    Reference 2006003890001data-portal.finra.orgfinra.org

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