Nex Systems
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Tony Daniel

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    01/08/2016: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2014042807501 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Marco Antonio Daniel, a.k.a. Tony Daniel, Respondent Investment Company Products/Variable Contracts Principal CRD No. 4974945 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Marco Antonio Daniel ("Daniel"), submit this Letter of Acceptance, Waiver and Consent ("AWC'') for the purpose of proposing

    Reference 2014042807501data-portal.finra.orgfinra.org

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