Nex Systems
Type not stated

Aaron Capital Inc.

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    09/27/2017: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2015043288701 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Aaron Capital, Inc., Respondent FINRA Member Firm CRD No. 28583 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Respondent submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the

    Reference 2015043288701data-portal.finra.orgfinra.org

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