Nex Systems
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Aaron F. Sheehy

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    01/17/2020: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2018057649201 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Aaron F. Sheehy, Respondent Former General Securities Representative, General Securities Principal, and Registered Options Principal CRD No. 1847401 Pursuant to FINRA Rule 9216 of FINRA’s Code of Procedure, Respondent Aaron F. Sheehy submits this Letter of Acceptance, Waiver and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below. This AWC is submitted on the

    Reference 2018057649201data-portal.finra.orgfinra.org

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