Nex Systems
Type not stated

AARON FERGUSON

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    05/17/2011: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2009019298101 TO : Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Aaron Ferguson, Respondent General Securities Representative CRD No. 2676804 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Aaron Ferguson ("Respondent") submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below. This AWC is

    Reference 2009019298101data-portal.finra.orgfinra.org

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