Nex Systems
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AARON K. BARNHARDT

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    07/22/2013: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS Department of Enforcement, Complainant v. Aaron K. Barnhardt, CRD No. 4316446, Respondent. Disciplinary Proceeding No. 2012033432101 Hearing Officer -MC ORDER ACCEPTING OFFER OF SETTLEMENT Date: July 22, 2013 INTRODUCTION Disciplinary Proceeding No.2012033432101 was filed on January 17, 2013, by the Department of Enforcement of the Financial Industry Regulatory Authority (FINRA) (Complainant). Respondent, Aaron K. Barnhardt,

    Reference 2012033432101data-portal.finra.orgfinra.org

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