Nex Systems
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AARON LEE BOEHM

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    06/08/2011: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2010022029101 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Aaron Lee Boehm CRD No. 3232128 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Aaron Boehm, submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violation described below. This AWC is submitted on the condition that, if accepted, FINRA will not

    Reference 2010022029101data-portal.finra.orgfinra.org

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