Nex Systems
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Abed Adam Darwish

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    06/09/2017: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2015045720901 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Abed Adam Darwish, Respondent General Securities Representative CRD No. 5313061 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Abed Darwish ("Darwish" or "Respondent") submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described

    Reference 2015045720901finra.orgdata-portal.finra.org

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