Nex Systems
Type not stated

ABRAM SILVER

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    02/25/2008: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, COMPLAINANT v. Kensington Capital Corp. (BD No.1742), Abram Silver (CRD No. 1137930), Jeffrey Simon (CRD No. 2778935) AND Respondents. Disciplinary Proceeding No. 2005000094003 Hearing Officer: Lawrence B. Bernard ORDER ACCEPTING OFFER OF SETTLEMENT Date: February 25,2008 INTRODUCTION Disciplinary Proceeding No. 2005000094003 was filed on August 31, 2007, by the Department of Enforcement of the Financial

    Reference 2005000094003data-portal.finra.orgfinra.org

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