Nex Systems
Type not stated

Academy Securities Inc.

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    01/29/2024: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2021069276801 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Academy Securities, Inc. (Respondent) Member Firm CRD No. 17433 Pursuant to FINRA Rule 9216, Respondent Academy Securities, Inc. submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

    Reference 2021069276801data-portal.finra.orgfinra.org

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