ACCESS FINANCIAL GROUP INC.

10/09/2007: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. SAF2004040801 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Access Financial Group, Inc., Respondent CRD No. 33065 Richard Konst, Respondent CRD No. 273746 Pursuant to NASD Rule 9216 of FINRA Code of Procedure, Respondents Access Financial Group, Inc. and Richard Konst submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged

Reference SAF2004040801data-portal.finra.orgfinra.org

10/01/2007: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2006003858001 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Access Financial Group, Inc. (CRD No. 33065) Pursuant to Rule 9216 of FINRA Code of Procedure, Access Financial Group, Inc. (hereinafter collectively referred to as "Respondent") submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described

Reference 2006003858001data-portal.finra.orgfinra.org

02/06/2006: NASD LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. E8A2004000101 TO: Department of Enforcement NASD RE: Access Financial Group, Inc. CRD No. 33065) Pursuant to Rule 9216 of NASD Code of Procedure, Access Financial Group, Inc. (hereinafter collectively referred to as "Respondent") submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described in Part II below. This AWC is submitted on the condition that, if accepted, NASD will

Reference E8A2004000101data-portal.finra.orgfinra.org