Nex Systems
Type not stated

ACCESS SECURITIES LLC

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    11/29/2012: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2010020866001 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Access Securities, LLC, Respondent Member Firm CRD No. 22455 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Respondent Access Securities, LLC submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the

    Reference 2010020866001data-portal.finra.orgfinra.org

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