Nex Systems
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ADAM KUETTEL

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    04/18/2016: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2015044223301 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Adam Kuettel ("Kuettel"), Respondent CRD No. 5473537 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Respondent Adam Kuettei, submit this Letter of Acceptance, Waiver and Consmt ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below. This AWC is submitted on the condition

    Reference 2015044223301data-portal.finra.orgfinra.org

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