Nex Systems
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ADAM ROBERT RITZER

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    10/12/2012: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 20110267017 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Adam Robert Ritzer, Respondent CRD No. 1057194 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Respondent Adam Robert Ritzer ("Respondent" or "Ritzer") submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below. This AWC is

    Reference 2011026701701data-portal.finra.orgfinra.org

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