Nex Systems
Type not stated

ADORIS S. TURNER II

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    05/09/2013: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS Department of Enforcement, Complainant, v. ADORIS S. TURNER, II CRD No. 4804592, Respondent. Disciplinary Proceeding No. 20100250294 Hearing Officer: Rada Lynn Potts ORDER ACCEPTING OFFER OF SETTLEMENT Date: May 9, 2013 INTRODUCTION Disciplinary Proceeding No. 20100250294 was filed on October 26, 2012, by the Department of Enforcement of the Financial Industry Regulatory Authority (FINRA) (Complainant). Respondent Adoris S. Turner, II

    Reference 2010025029401data-portal.finra.orgfinra.org

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