Nex Systems
Type not stated

ADRIAN TERRANCE NICO

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    06/06/2014: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 20080148227-01 TO: Department of Market Regulation Financial Industry Regulatory Authority ("FINRA") RE: Adrian Terrance Nico, Respondent CRD No. 5141684 Pursuant to Rule 9216 of FINRA's Code of Procedure, Adrian Terrance Nico ("Nico" or "Respondent") submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below. This AWC is submitted

    Reference 2008014822701data-portal.finra.orgfinra.org

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