Nex Systems
Type not stated

AHSAN R. SHAIKH

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    06/05/2015: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2010025835701 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: E1 Asset Management. Inc. Member Firm CRD No. 46872. Respondent; Ron Y. Itin Registered Representative CRD No. 2344151, Respondent; and Ahsan R. Shaikh Registered Representative CRD No. 2306482, Respondent Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Respondents submit this Letter of Acceptance,

    Reference 2010025835701data-portal.finra.orgfinra.org

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