Nex Systems
Type not stated

AKBER SYED

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    04/24/2013: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2012033122901 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Akber Syed, Respondent Non-Registered, Associated Person [CRD No. 5760452] Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Akber Syed, submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below. This AWC is submitted on

    Reference 2012033122901data-portal.finra.orgfinra.org

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