Nex Systems
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Akhil Morada

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    08/21/2018: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2016050114701 TO: Department of Enforcement Financial Industry Regulatory Authority (“FINRA”) RE: Akhil Morada, Respondent CRD No. 4859707 Pursuant to FINRA Rule 9216 of FINRA’s Code of Procedure, I, Akhil Morada, submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement

    Reference 2016050114701data-portal.finra.orgfinra.org

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