Nex Systems
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ALAN JUSTIN JR.

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    04/28/2005: NASD LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. C8A050028 TO: Department of Enforcement NASD RE: Alan Justin, Jr. Registered Representative CRD No. 1132041 Pursuant to Rule 9216 of NASD Code of Procedure, I, Alan Justin, Jr., submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described in Part II below. This AWC is submitted on the condition that, if accepted, NASD will not bring any future actions against me alleging

    Reference C8A050028data-portal.finra.orgfinra.org

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