Nex Systems
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Alan Scot Feigenbaum

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    12/06/2021: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER., AND CONSENT NO. 2019062006601 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Alan Scot Feigenbaum (Respondent) Former General Securities Representative and Investment Company and Variable Contracts Products Representative CRD No. 3132230 Pursuant to FINRA Rule 9216, respondent Alan Scot Feigenbaum submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the

    Reference 2019062006601data-portal.finra.orgfinra.org

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