Nex Systems
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Alberto Sanchez

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    06/03/2019: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2017056532001 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Alberto Sanchez, Respondent General Securities Representative CRD No. 4577983 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Alberto Sanchez ("Sanchez" or "Respondent"), submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a

    Reference 2017056532001data-portal.finra.orgfinra.org

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