Nex Systems
Type not stated

Alexander Blau

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    04/09/2021: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2019062274901 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Brian Coburn (Respondent) Former Investment Banking Representative CRD No. 6379877 Alexander Blau (Respondent) Investment Banking Representative CRD No. 6682623 Pursuant to FINRA Rule 9216, Respondents Brian Coburn and Alexander Blau submit this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement

    Reference 2019062274901finra.orgdata-portal.finra.org

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