Nex Systems
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ALEXANDER DOBRIC

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    03/25/2010: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant, vs. ALEXANDER DOBRIC (CRD No. 2684726), Respondent. Disciplinary Proceeding No. 2009016953101 Hearing Officer - Andrew H. Perkins ORDER ACCEPTING OFFER OF SETTLEMENT Date: March 25, 2010 INTRODUCTION Disciplinary Proceeding No. 2009016935101 was filed on March 18, 2010, by the Department of Enforcement of the Financial Industry Regulatory Authority (FINRA) (Complainant).

    Reference 2009016953101data-portal.finra.orgfinra.org

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