Nex Systems
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Alexander Edward Walker

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    10/05/2020: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2018060213202 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Alexander Edward Walker (Respondent) Former General Securities Representative CRD No. 6164661 Pursuant to FINRA Rule 9216, Respondent Alexander Edward Walker submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below. This AWC is submitted on the

    Reference 2018060213202data-portal.finra.orgfinra.org

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