Nex Systems
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Alexander Michael Panas III

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    05/28/2019: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2018057545401 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Alexander Michael Panas, III, Respondent CRD No. 2249803 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Alexander Michael Panas, III ("Panas" or "Respondent"), submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement

    Reference 2018057545401data-portal.finra.orgfinra.org

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