Nex Systems
Type not stated

ALEXANDRA NEWMAN

Regulator action

United States. Named in 1 sanctions listing.

Screen this subject

Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    01/26/2015: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2014040718201 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Alexandra Newman, Respondent General Securities Representative CRD 5843498 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Respondent Alexandra Newman submits this Letter of Acceptance, Waiver and Consent

    Reference 2014040718201finra.orgdata-portal.finra.org

This page shows the public record as its publishers state it. A name here is not by itself a finding: whether a record refers to a particular person or company is what screening decides. Read the full notice.